← Trust
FISD Trial DDQ 2022, answered
Praxis · MarketGraphs · trust · document 8
The shorter FISD form of 19 May 2022, for data under trial. Every answer is the same as in the full questionnaire.
At a glance
| Regulated | No. Not authorised by the Financial Conduct Authority (FCA). Descriptions of published research, no advice, no dealing. |
| Material non-public information | None. Published papers reachable by anyone, no company contact, no expert calls, no surveys. |
| Personal data | Authors' names, affiliations and identifiers as published. Nothing about consumers or subscribers. |
| Collection | Open scholarly indices and public pages, identified, at a human pace, within each site's terms. No proxies, no CAPTCHA, nothing behind a login. |
| Generative AI | Yes. Claude models on Amazon Bedrock in London, paper text only, every model-assisted value marked. |
| Last five years | No cease and desist, claim, subpoena or investigation. |
The Trial DDQ (due diligence questionnaire) asks a subset of the full questionnaire's questions, for a compliance desk that clears a trial before the full review. The file is the issuer's form with every answer filled in, from the same answer set as the full questionnaire, so the two cannot differ.